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“If everyday investors think that the market is rigged at their expense in favor of insiders who abuse their positions, they are not going to invest their hard earned money in the markets.”
The Securities and Exchange Commission has charged a former Coinbase product manager, his brother, and his friend with insider trading.
Clark allegedly engaged in a fraudulent scheme in which he received kickbacks from the brokerage commissions paid by his employer to a voice broker, Classic Energy LLC.
David Schottenstein made over $600,000 in profits, close friend Ryan Shapiro made about $121,000, but Kris Bortnovsky made the most out of the inside information: $4 million.
Binance, the embattled crypto exchange that has been at loggerheads with various regulators around the world, is now being investigated for insider trading and market manipulation.
The complaint alleges that, in addition to order-book information, Trovias sold the pre-release earnings reports of publicly traded companies.
ASIC announced today that it is initiating criminal proceedings against Westpac for insider trading, unconscionable conduct and breaches of its licensing requirements.
Mr. Peltz regularly used his relationship with the reporter to trade shortly before the publication of his articles about publicly traded companies, which were often followed by increases in the prices of the companies’ stock.
A 2017 research study pointed to insider trading as a pervasive practice among the most successful investors in China. Only time will tell if the new rules will make a dent in their gains.
Despite ongoing social distancing rules and home working, regulators including the SEC and UK FCA are still strictly enforcing financial firms’ obligations under Market Abuse related regulations, which means powerful and reliable automated surveillance is even more important than ever” says SHIELD CEO Shiran Weitzman
Yue Li is charged with unlawfully trading in securities of a US-based acquisition target while he was aware of material, non-public information about a forthcoming acquisition.
The FCA has noticed a spike in buying activity of shares in companies that are about to conduct a major deal, therefore has launched an inquiry into insider trading.
Thailand’s Securities and Exchange Commission has targeted Bitkub over allegations of inaccurate reporting and wash trading on its cryptocurrency platform.
Either the insider traders are interested in their own potential gains, or they know the best way to bulk up the company’s share prices to receive maximum director’s bonuses/dividends as well as profit from their own trading.
Credit Suisse’s blue sheet submissions regarding fixed-income securities failed to include certain execution level information for approximately 2,460 transactions.
The Advertising Standards Authority (ASA) upholds complaints by The Motley Fool Ltd against Stockmarket Insider Ltd.
Under the plan, 200,997 stock options held by Woody Woodall may be exercised and the underlying shares of FIS stock immediately sold.
As Trading 212 launches deliverable equities with zero commission to a wave of tumultuous speculation as to how this can actually be priced and offered, FinanceFeeds makes an incisive investigation and speaks with those concerned, the speculators and the company itself