Search Query: #insider trading

Mr. Peltz regularly used his relationship with the reporter to trade shortly before the publication of his articles about publicly traded companies, which were often followed by increases in the prices of the companies’ stock.

Despite ongoing social distancing rules and home working, regulators including the SEC and UK FCA are still strictly enforcing financial firms’ obligations under Market Abuse related regulations, which means powerful and reliable automated surveillance is even more important than ever” says SHIELD CEO Shiran Weitzman