The company has raised more than $135 million in funding from 18 stock trading and investing heavyweights, including BlackRock, Citadel Securities, and Morgan Stanley.
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The program is 10 years-old and has arguably played a critical role in the Division of Enforcement’s ability to effectively detect wrongdoing, protect investors and the marketplace, and bring violators to justice.
The Cyprus Securities and Exchange Commission (CySEC) today announced that it has reached a settlement with FXBFI Broker Financial Invest Ltd, trading as 101investing, ordering the firm to pay €150,000 for violating the Investment Services and Activities and Regulated Markets Law.
“The recordings are hosted on two video platforms and are subject to those platforms’ terms of service, which based on the Defendants’ due diligence prohibit end users from downloading their own copies without prior consent.”
“Time for the industry to lock arms and defend this overreach together.”
Binance.US, the American outpost of the world’s biggest crypto exchange, will delist the AMP token “out of an abundance of caution” to comply with US regulations.
TD sold 28.4 million non-voting common shares in Schwab (a 1.4% stake worth $1.9 billion) to fund the acquisition of Cowen.
In light of the program’s deficiencies, the firm’s 2019 certifications to the Department attesting to compliance with these Regulations should not have been made and thus violated the law, the state regulator added.
The Cyprus Securities and Exchange Commission (CySEC) announced that it has fined Magnum FX Ltd (trading as ET Finance) and F1Markets Ltd (trading as Investous, StrattonMarkets and Europrime) due to shortcomings in their regulatory obligations.
As the U.S. Securities and Exchange Commission celebrated the National Whistleblower Day, Director of Enforcement Gurbir S. Grewal gave a speech praising the program and the people that come forward and are awarded for their tips and evidence.
“Wow! You can’t make this up.”
Consob once again blocked access to yet another number of investment websites, including those holding licenses in other jurisdictions.
Cybersecurity startup Naoris Protocol is in a confident mood today after closing on an $11.5 million round of funding that it says will help it to reimagine network security for the Web3 world.
OSL Digital Securities Limited (OSL) has distributed security tokens to professional investors in Hong Kong in a private security token offering (STO). In doing that, the crypto specialist became the first Type 1 SFC-licensed digital asset broker to issue and execute an STO in Hong Kong, thus paving the way for innovative investing in regulated […]
The Cyprus Securities and Exchange Commission (CySEC) confirmed that it has wholly withdrawn the Cyprus Investment Firm (CIF) licenses of MPS Marketplace Securities and Sharelink Securities & Financial Services Ltd.
“If everyday investors think that the market is rigged at their expense in favor of insiders who abuse their positions, they are not going to invest their hard earned money in the markets.”
CySEC found that Triangleview failed to comply with the jurisdiction’s regulation regarding the protection of clients’ funds.
Crypto.com has received approval from CySEC to operate as a Cyprus investment firm, providing a regulatory stamp for the company’s digital assets and cryptocurrencies business.
The Securities and Exchange Commission has charged a former Coinbase product manager, his brother, and his friend with insider trading.