Karim Aly Awad Saleh Salama has resigned as a Director with immediate effect.
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Wirecard SG will have to cease their payment services in Singapore and to return all customers’ funds by October 14, 2020.
FINMA has granted FINcontrol Suisse AG a licence as a supervisory organisation.
Charles Li is set to step down as Chief Executive on December 31, 2020, but to remain as Senior Advisor to the Board.
Mr Warne has served for more than 14 years on the ASX Board and was a member of the Audit and Risk Committee, Nomination Committee and Remuneration Committee.
ASIC found that David Moore was charging unpermitted spreads on transactions entered on behalf of a number of accounts of clients referred to BGC by a referring broker.
The order concerns supervision violations related to Gain’s handling of customer accounts introduced by an independent introducing broker that was subject to a prior CFTC enforcement action for fraud and other violations.
The total consideration for the deal is between US$600m and US$700m comprising approximately US$550m upfront.
The manipulative and deceptive conduct and spoofing lasted at least eight years and involved hundreds of thousands of spoof orders in precious metals and U.S. Treasury futures contracts.
The new solution enables reduced computing time and customised MiFID II-compliant reporting.
The transaction was closed on September 28, 2020.
The company has been sanctioned for pledging its clients’ securities with banks for financial accommodation without valid authorization.
An online publisher would have to ensure that any financial promotion which they communicate has first been approved by an authorised person.
The Securities and Exchange Commission has completed its review of Burford’s Form 20-F registration statement.
Rossen Iossifov was convicted of one count of conspiracy to commit racketeering and one count of conspiracy to commit money laundering.
Joanne Dawson has been appointed Group Treasurer, effective immediately.
Citibank N.A., Citigroup Energy Inc., and Citigroup Global Markets, Inc. agree to pay the fine for failing to diligently supervise their audio preservation system.
The ICF decision follows CySEC’s withdrawal of the Cyprus Investment Firm authorisation of the two companies.
The trade was completed ahead of the upcoming discounting and Price Alignment Interest transition to USD SOFR at LCH SwapAgent.
