Search Query: #broadridge

“Hope is an established leader with strong expertise in securities regulation, corporate governance, and regulatory affairs, making her the perfect person to lead our legal and regulatory function as we execute on our go-forward strategy.”

“This new solution provides issuers with powerful insights and navigation tools to successfully manage and predict meeting outcomes while transforming the communications experience and delivering heightened levels of transparency for both issuers and investors.”

“While existing systems often lack the flexibility required, Broadridge’s Futures and Options platform stands out for its modular and flexible deployment capability, addressing industry demands head-on. We strongly believe this fully hosted solution is a significant step change in order and execution management for the derivatives markets, helping firms simplify and optimize trading.”

“Our buy- and sell-side clients have identified areas for improvement in existing trading and investment workflows, and we have responded with innovative solutions. We’re thrilled that our inventions were awarded patents as our clients continue to partner with us on implementing AI into their workflows.”

To adapt to this changing landscape, there is a pressing need for automation of manual, time-consuming tasks. Firms are reevaluating their legacy systems, emphasizing Straight Through Processing (STP), and incorporating emerging technologies like Generative AI (GenAI) and Large Language Models (LLM). These technologies have the potential to augment, automate, and de-risk post-trade functions, offering improvements in productivity, scalability, and risk management.

The direct connection is expected to enhance the trading experience for institutional investors by streamlining workflows and offering better pricing options. Broadridge’s Xilix platform is equipped with Request For Quote (RFQ) functionality, enabling institutional investors to efficiently solicit quotes from a wide array of market makers for specific ETF quantities.

“I am excited to join the Broadridge team at this transformation moment for financial markets. Broadridge has the proven expertise to help financial services firms future-proof their business and manage these changes, and I look forward to partnering with Tom, Chris, and the rest of the team to bring best-in-class solutions to our clients.”